Our Staff has compiled our research into a database of FINRA Broker Disclosures for T. Rowe Price Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cecil Rockhill | 6641079 | 2 | 03/25/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Holden K Rieping | 7449164 | 1 | 07/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lemium Johnson | 6251026 | 1 | 05/18/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Darius J Brown | 7441733 | 2 | 04/18/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Janis R Hoaglin | 7553289 | 2 | 10/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Whitney Sharde Code | 6277060 | 1 | 02/12/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| August Adam Goins | 3201262 | 1 | 10/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Darius J Brown | 7441733 | 2 | 06/05/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arryn Elizabeth Kempner | 6398988 | 2 | 04/24/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donee Schanae McCray | 7012850 | 2 | 04/04/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |