Our Staff has compiled our research into a database of FINRA Broker Disclosures for T. Rowe Price Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rene Adam Bardel | 6815099 | 5 | 01/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cayna M Worl | 7180107 | 1 | 12/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rene Adam Bardel | 6815099 | 5 | 09/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donald J Worden | 6010199 | 1 | 08/29/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rene Adam Bardel | 6815099 | 5 | 08/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deshandra Townsend Randle | 6923152 | 1 | 05/05/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Craig | 6762266 | 1 | 04/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Larned Elliott | 4374981 | 1 | 07/14/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Correy L Norcross | 7645280 | 1 | 06/10/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher James Knorr | 5952976 | 1 | 04/06/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |