Our Staff has compiled our research into a database of FINRA Broker Disclosures for Spencer-Winston Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vincent Michael Bruno | 1845833 | 6 | 12/10/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Vincent Michael Bruno | 1845833 | 6 | 12/21/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Vincent Michael Bruno | 1845833 | 6 | 01/12/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Oscar Echman | 714304 | 2 | 01/28/2010 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Stephen Joshua Greenberg | 2324570 | 3 | 08/03/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Joshua Greenberg | 2324570 | 3 | 09/01/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Massimo Pedote | 2888708 | 3 | 08/15/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Joshua Greenberg | 2324570 | 3 | 04/15/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Massimo Pedote | 2888708 | 3 | 04/20/2004 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Andrew Massimo Pedote | 2888708 | 3 | 07/23/2001 | Customer Dispute | Pending | $30,000.00 | $0.00 | See FINRA Report |