Our Staff has compiled our research into a database of FINRA Broker Disclosures for Intercoastal Capital Markets, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Staci Beth Paul | 4802997 | 1 | 11/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Strong Dickson Loos | 1073299 | 7 | 02/28/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Strong Dickson Loos | 1073299 | 7 | 06/20/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Strong Dickson Loos | 1073299 | 7 | 01/26/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Strong Dickson Loos | 1073299 | 7 | 12/30/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gerard Joseph Pepe | 502519 | 1 | 05/14/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Strong Dickson Loos | 1073299 | 7 | 02/01/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew Strong Dickson Loos | 1073299 | 7 | 09/25/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Strong Dickson Loos | 1073299 | 7 | 11/30/-0001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |