Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Capital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Theodore Douglas Williamson | 1122446 | 5 | 12/06/1991 | Customer Dispute | Award / Judgment | $250,000.00 | $48,898.00 | See FINRA Report |
| Craig Wake Nguyen | 4004485 | 1 | 01/01/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Theodore Douglas Williamson | 1122446 | 5 | 11/12/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |