Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Capital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paige Elizabeth Emricson | 7044695 | 1 | 07/08/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Melissa Anne Delozier | 7111141 | 1 | 08/25/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sarah Elizabeth Minar | 5585830 | 1 | 04/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leighann Lagana | 7692730 | 2 | 11/11/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stacy Lynn Elliott-Jochims | 7237999 | 1 | 02/02/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cassie Marie Greenhow | 7549579 | 2 | 12/07/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Aurora R Coleman | 7475534 | 1 | 03/30/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jennifer Mary Farley | 5022400 | 3 | 12/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Mary Farley | 5022400 | 3 | 12/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Noah Tyler Wright | 7002772 | 2 | 11/24/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |