Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jingyu Lu | 6844119 | 1 | 07/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Guilherme Santos | 6081890 | 2 | 05/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Imilse Emilia Obasanjo | 7098834 | 4 | 03/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Imilse Emilia Obasanjo | 7098834 | 4 | 03/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Imilse Emilia Obasanjo | 7098834 | 4 | 03/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Imilse Emilia Obasanjo | 7098834 | 4 | 03/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Susan Siuchin Huang | 2089563 | 1 | 01/30/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael A Stern | 4939073 | 1 | 01/30/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Amato Dilauro | 4796918 | 1 | 09/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jenny Nicole Cepeda | 5335127 | 1 | 08/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |