Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jackson C Jordan | 6289110 | 6 | 02/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jackson C Jordan | 6289110 | 6 | 01/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jackson C Jordan | 6289110 | 6 | 07/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter James Douglass | 2231448 | 1 | 07/19/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jackson C Jordan | 6289110 | 6 | 05/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher S Lee | 3253368 | 1 | 04/30/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Wasif Ali | 6992455 | 1 | 04/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James C Blake | 2758222 | 4 | 01/22/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Guilherme Santos | 6081890 | 2 | 08/24/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lisa Marie Diacont | 5905984 | 1 | 01/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |