Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cristina Arbelaez | 7466084 | 5 | 06/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jackson C Jordan | 6289110 | 6 | 04/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Roman Faynzilbert | 4264349 | 1 | 02/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas A Melvin | 5368988 | 2 | 02/03/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas A Melvin | 5368988 | 2 | 01/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Scherer | 4294857 | 1 | 09/27/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James C Blake | 2758222 | 4 | 08/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James C Blake | 2758222 | 4 | 08/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Audley M MacKel | 6879712 | 1 | 07/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James C Blake | 2758222 | 4 | 04/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |