Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Lai | 4224419 | 5 | 04/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Lai | 4224419 | 5 | 04/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jackson C Jordan | 6289110 | 6 | 03/25/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cristina Arbelaez | 7466084 | 5 | 03/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Lai | 4224419 | 5 | 02/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cristina Arbelaez | 7466084 | 5 | 10/14/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cristina Arbelaez | 7466084 | 5 | 10/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cristina Arbelaez | 7466084 | 5 | 10/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Izen Su | 2727776 | 1 | 07/28/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joan Catherine Marron | 1670929 | 1 | 07/12/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |