Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joshua Aaron Schanzer | 2996309 | 1 | 11/01/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kaivan Michael Armstrong Shakib | 2960691 | 1 | 09/16/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |