Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael A Stern | 4939073 | 1 | 01/30/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Amato Dilauro | 4796918 | 1 | 09/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jenny Nicole Cepeda | 5335127 | 1 | 08/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John J Moore | 1641890 | 1 | 11/20/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Calder Byrd | 3103551 | 1 | 11/20/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas E Smallman | 4272758 | 1 | 11/20/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Martin Zingalli | 2107382 | 2 | 09/02/2011 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Aaron Schanzer | 2996309 | 1 | 11/01/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kaivan Michael Armstrong Shakib | 2960691 | 1 | 09/16/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |