Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wasif Ali | 6992455 | 1 | 04/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Guilherme Santos | 6081890 | 2 | 08/24/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lisa Marie Diacont | 5905984 | 1 | 01/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jingyu Lu | 6844119 | 1 | 07/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Guilherme Santos | 6081890 | 2 | 05/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Imilse Emilia Obasanjo | 7098834 | 4 | 03/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Imilse Emilia Obasanjo | 7098834 | 4 | 03/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Imilse Emilia Obasanjo | 7098834 | 4 | 03/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Imilse Emilia Obasanjo | 7098834 | 4 | 03/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Susan Siuchin Huang | 2089563 | 1 | 01/30/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |