Our Staff has compiled our research into a database of FINRA Broker Disclosures for UBS Financial Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Jeffrey Grueninger | 3031348 | 1 | 07/10/2024 | Customer Dispute | Pending | $1,885,550.00 | $0.00 | See FINRA Report |
| Michael John Meniktas | 3186445 | 1 | 07/02/2024 | Customer Dispute | Pending | $1,036,310.00 | $0.00 | See FINRA Report |
| Tyler Layton Childs | 6057499 | 1 | 07/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Dean J John Meniktas | 2553748 | 1 | 07/02/2024 | Customer Dispute | Pending | $1,036,310.00 | $0.00 | See FINRA Report |
| Zachary Duvall Anderson | 3247098 | 1 | 07/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Drew Scott Freides | 4262911 | 1 | 07/01/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kieran Sean Varga | 7560210 | 1 | 07/01/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jonathan Anderson Barter | 2975538 | 1 | 06/25/2024 | Customer Dispute | Pending | $18,000,000.00 | $0.00 | See FINRA Report |
| Brian Stephen Davis | 1269412 | 1 | 06/24/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Benjamin Joseph Segal | 1727969 | 1 | 06/18/2024 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |