Our Staff has compiled our research into a database of FINRA Broker Disclosures for UBS Financial Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 05/16/2016 | Customer Dispute | Withdrawn | $236,816.00 | $0.00 | See FINRA Report |
| Eric Louis Snyder | 1049622 | 70 | 04/14/2016 | Customer Dispute | Withdrawn | $500,000.00 | $0.00 | See FINRA Report |
| Miguel A Hernandez | 815453 | 27 | 09/15/2015 | Customer Dispute | Withdrawn | $200,000.00 | $0.00 | See FINRA Report |
| Doel Rafael Garciaromero | 1301785 | 95 | 09/11/2015 | Customer Dispute | Withdrawn | $77,400.00 | $0.00 | See FINRA Report |
| Doel Rafael Garciaromero | 1301785 | 95 | 07/01/2015 | Customer Dispute | Withdrawn | $98,427.60 | $0.00 | See FINRA Report |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 07/01/2015 | Customer Dispute | Withdrawn | $98,427.60 | $0.00 | See FINRA Report |
| Vicente Castillo | 1163483 | 41 | 06/17/2015 | Customer Dispute | Withdrawn | $578,894.00 | $0.00 | See FINRA Report |
| Doel Rafael Garciaromero | 1301785 | 95 | 04/30/2015 | Customer Dispute | Withdrawn | $752,127.00 | $0.00 | See FINRA Report |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 04/30/2015 | Customer Dispute | Withdrawn | $752,127.00 | $0.00 | See FINRA Report |
| Doel Rafael Garciaromero | 1301785 | 95 | 04/27/2015 | Customer Dispute | Withdrawn | $299,859.00 | $0.00 | See FINRA Report |