Our Staff has compiled our research into a database of FINRA Broker Disclosures for UBS Financial Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Silvana Emanuela Danna | 702626 | 3 | 05/06/1987 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Timothy William Tunney | 1032749 | 4 | 03/26/1987 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Melinda Joyce Abood | 867463 | 5 | 01/23/1987 | Customer Dispute | Settled | $87,000.00 | $0.00 | See FINRA Report |
| John David Jacobs | 872707 | 6 | 10/18/1986 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Dwight Clyde West | 463778 | 6 | 10/13/1986 | Customer Dispute | Settled | $438,000.00 | $0.00 | See FINRA Report |
| Joseph Alan Currier | 715423 | 5 | 10/10/1986 | Customer Dispute | Settled | $103,000.00 | $0.00 | See FINRA Report |
| James Morgan Lee | 305289 | 2 | 07/16/1986 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Glen Levy | 1049051 | 2 | 03/01/1986 | Customer Dispute | Settled | $72,725.20 | $0.00 | See FINRA Report |
| Joseph Alan Currier | 715423 | 5 | 01/09/1986 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Mark Alexander Addessi | 1093993 | 1 | 12/30/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |