Our Staff has compiled our research into a database of FINRA Broker Disclosures for UBS Financial Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Benjamin Joel Hynden | 5798511 | 1 | 10/17/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rodrigo Alcazas Jabali | 3142075 | 1 | 12/13/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Cavender Stone | 4230468 | 2 | 06/06/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Joseph Folisi | 1418734 | 1 | 05/13/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Thomas Walker | 2593110 | 2 | 05/13/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Robert Kadet | 2523660 | 2 | 12/06/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Hans Klingbeil | 2972025 | 1 | 08/16/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Anderson Renaudin | 839308 | 4 | 05/14/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Earl Messinger | 1234161 | 7 | 02/02/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Earl Messinger | 1234161 | 7 | 12/30/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |