Our Staff has compiled our research into a database of FINRA Broker Disclosures for UBS Financial Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Russell Anthony Rabito | 845812 | 3 | 07/15/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Matthew Stern Buchsbaum | 2220565 | 34 | 07/15/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Paul K Addo | 5422664 | 2 | 07/13/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Russell Anthony Rabito | 845812 | 3 | 07/13/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| John H Klaasen | 4904484 | 3 | 07/13/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Victor Miguel Tomassini | 2896586 | 45 | 07/10/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Sonia Maria Attkiss | 2936806 | 6 | 06/21/2023 | Customer Dispute | Pending | $525,000.00 | $0.00 | See FINRA Report |
| Scott Michael Rosenberg | 2754292 | 8 | 06/21/2023 | Customer Dispute | Pending | $525,000.00 | $0.00 | See FINRA Report |
| Taylor Michael Thompson | 5951104 | 1 | 06/01/2023 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Michael W William Thompson | 1111881 | 3 | 06/01/2023 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |