Our Staff has compiled our research into a database of FINRA Broker Disclosures for UBS Financial Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Guillermo Agustin Eiben | 5697705 | 2 | 05/16/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jose David Mendez Perez | 2945273 | 27 | 05/15/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Robbyn Geoffrey Gayer | 4490638 | 1 | 05/06/2024 | Customer Dispute | Pending | $20,230.40 | $0.00 | See FINRA Report |
| Elias A Letayf | 4545016 | 2 | 04/30/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Dario Suarez | 1143417 | 76 | 04/24/2024 | Customer Dispute | Pending | $1,500,000.00 | $0.00 | See FINRA Report |
| Douglas Scott Ponczek | 5843395 | 1 | 03/22/2024 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Gerald O'Niell McGinley | 1811084 | 2 | 03/15/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Sonia Maria Attkiss | 2936806 | 6 | 03/07/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Francisco Javier Landivar | 2784555 | 1 | 02/14/2024 | Customer Dispute | Pending | $700,000.00 | $0.00 | See FINRA Report |
| Marlo A Jackson | 2584250 | 1 | 12/14/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |