Our Staff has compiled our research into a database of FINRA Broker Disclosures for UBS Financial Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jess Donato Sansone | 7810715 | 8 | 10/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Mitchell Blaustein | 2994393 | 11 | 08/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shamia Mason | 7449816 | 1 | 08/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Wiesenfeld | 1585000 | 2 | 07/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Mitchell Blaustein | 2994393 | 11 | 07/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Mitchell Blaustein | 2994393 | 11 | 07/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jenna Trolson | 5144053 | 1 | 07/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Mitchell Blaustein | 2994393 | 11 | 05/22/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Mitchell Blaustein | 2994393 | 11 | 05/14/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Wiesenfeld | 1585000 | 2 | 04/23/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |