Our Staff has compiled our research into a database of FINRA Broker Disclosures for UBS Financial Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Alejandro Namnun | 6225225 | 3 | 01/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Annmarie Becci | 2889517 | 5 | 01/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donna Adele Martorelli | 2562807 | 1 | 11/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy A Goyette | 3068749 | 1 | 11/16/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura Ann Bickel | 5734426 | 1 | 10/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Martha I Knauth | 1798564 | 1 | 10/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Jeffrey Robinson | 1801251 | 2 | 09/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |