Our Staff has compiled our research into a database of FINRA Broker Disclosures for UBS Financial Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Wayne Gibilterra | 5835118 | 5 | 08/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Annmarie Becci | 2889517 | 5 | 07/22/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Damaris Lugo | 6848923 | 1 | 07/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Troy Adrian Foderingham | 6150432 | 3 | 03/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James F Palumbo | 2645861 | 1 | 03/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Alejandro Namnun | 6225225 | 3 | 03/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Troy Adrian Foderingham | 6150432 | 3 | 03/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Troy Adrian Foderingham | 6150432 | 3 | 03/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adriana T Martinez Sarson | 4741666 | 1 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Alejandro Namnun | 6225225 | 3 | 01/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |