Our Staff has compiled our research into a database of FINRA Broker Disclosures for UBS Financial Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Blair Marie Larson Edman | 5947700 | 1 | 11/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Ann Ford | 4242178 | 1 | 11/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Audrey M Sexton | 2000946 | 1 | 09/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Joyce Lockett | 2956708 | 1 | 09/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tracy Jo Schuette | 5433192 | 1 | 09/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Annmarie Becci | 2889517 | 5 | 08/31/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jason Wayne Gibilterra | 5835118 | 5 | 08/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Wayne Gibilterra | 5835118 | 5 | 08/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Wayne Gibilterra | 5835118 | 5 | 08/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Wayne Gibilterra | 5835118 | 5 | 08/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |