Our Staff has compiled our research into a database of FINRA Broker Disclosures for UBS Financial Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michele Dawn Cubic | 2224193 | 1 | 04/08/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Wilhelm George Majewski | 1652480 | 1 | 03/04/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stanford Stewart Smith | 1677009 | 2 | 02/10/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher D Scroggins | 2316466 | 5 | 01/13/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keith Price Burke | 1790693 | 2 | 10/04/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mario A Jaume | 2137803 | 1 | 02/15/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bonnie Gale Copeland | 2117748 | 1 | 07/01/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Dean Lang | 2637224 | 1 | 02/21/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Judi Washington | 4870305 | 3 | 11/07/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Leo Powers | 2554489 | 1 | 09/22/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |