Our Staff has compiled our research into a database of FINRA Broker Disclosures for UBS Financial Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Katsiaryna Dinar | 5800579 | 7 | 04/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Katsiaryna Dinar | 5800579 | 7 | 04/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Katsiaryna Dinar | 5800579 | 7 | 04/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Katsiaryna Dinar | 5800579 | 7 | 04/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Katsiaryna Dinar | 5800579 | 7 | 04/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Katsiaryna Dinar | 5800579 | 7 | 04/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shelley Renee Armijo | 5000687 | 2 | 03/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Joseph Doherty | 2386939 | 2 | 12/29/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur Joseph Cahill | 1487974 | 5 | 11/29/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Raiatea Michelle Convery | 7542909 | 1 | 08/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |