Our Staff has compiled our research into a database of FINRA Broker Disclosures for UBS Financial Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edwin Restrepo | 1615044 | 1 | 04/14/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Barry Phillip West | 826595 | 10 | 12/18/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Donald J Joseph Mahoney | 1233362 | 2 | 03/18/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Barry Phillip West | 826595 | 10 | 12/02/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Barry Phillip West | 826595 | 10 | 06/03/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Steven Weaver | 831310 | 2 | 05/22/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Philip Badler | 838562 | 1 | 10/08/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert B Wright | 874400 | 2 | 04/06/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary James Perrault | 1015589 | 3 | 12/01/1983 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Holly Lee Hendrix | 836958 | 10 | 10/28/1983 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |