Our Staff has compiled our research into a database of FINRA Broker Disclosures for Credit Suisse Securities (USA) LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen David Simberg | 2185842 | 1 | 09/03/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Melissa Elise Wightman | 2884658 | 1 | 03/03/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Edward McGarry | 2083929 | 1 | 07/20/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David John Neugebauer | 1934213 | 1 | 04/21/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michele Dawn Cubic | 2224193 | 1 | 04/08/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |