Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sheldon Leonard Rosenberg | 734436 | 4 | 04/24/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Douglas Buskey | 1112521 | 1 | 03/01/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Loren Larry Law | 303876 | 3 | 09/14/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |