Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Jay Bryan | 1563472 | 2 | 03/10/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Hamilton Allman | 2096482 | 4 | 12/02/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Thornton Norris | 1054381 | 2 | 05/29/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Bradley Gerst | 2354747 | 1 | 05/01/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Thornhill McWane | 2373723 | 1 | 12/01/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Dennis Young | 2913416 | 2 | 11/01/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Michael Ankrim | 1369555 | 2 | 04/07/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sheldon Leonard Rosenberg | 734436 | 4 | 09/01/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sheldon Leonard Rosenberg | 734436 | 4 | 04/24/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Douglas Buskey | 1112521 | 1 | 03/01/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |