Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Michael Daft | 830201 | 6 | 05/04/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Joseph Benhayon | 1952806 | 1 | 04/20/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Owen Smith | 2437483 | 1 | 03/07/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Daft | 830201 | 6 | 10/08/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sheldon Leonard Rosenberg | 734436 | 4 | 02/01/1985 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| James Matthew Hodges | 810265 | 3 | 08/01/1984 | Customer Dispute | Settled | $28,538.00 | $0.00 | See FINRA Report |
| James Matthew Hodges | 810265 | 3 | 08/01/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Marshall Mabee | 806198 | 4 | 08/01/1983 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| James Gerard Meredith | 853602 | 2 | 12/06/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Aloysious Mendrzycki | 331954 | 1 | 08/24/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |