Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Eugene Anderson | 1243849 | 2 | 03/23/1990 | Customer Dispute | Settled | $25,676.20 | $0.00 | See FINRA Report |
| Jason Michael Harrison | 2848051 | 1 | 01/25/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Bradley East | 2250415 | 2 | 10/03/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Craig Olson Nicholson | 1014798 | 3 | 09/01/1989 | Customer Dispute | Settled | $9,228.61 | $0.00 | See FINRA Report |
| James Matthew Hodges | 810265 | 3 | 07/13/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George William Scherzer | 834019 | 6 | 06/07/1989 | Customer Dispute | Award / Judgment | $23,700.00 | $34,979.00 | See FINRA Report |
| John Richard Bickel | 1229797 | 2 | 04/27/1989 | Customer Dispute | Settled | $118,000.00 | $0.00 | See FINRA Report |
| Jay Aaron Goldstein | 1102329 | 2 | 04/21/1989 | Customer Dispute | Settled | $44,000.00 | $0.00 | See FINRA Report |
| William Warren Barrow | 1342487 | 1 | 08/02/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George William Scherzer | 834019 | 6 | 01/01/1988 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |