Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Michael Daft | 830201 | 6 | 12/01/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roger Lee Metz | 1186829 | 4 | 09/01/1991 | Customer Dispute | Settled | $52,723.40 | $0.00 | See FINRA Report |
| George William Scherzer | 834019 | 6 | 05/21/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George William Scherzer | 834019 | 6 | 10/12/1990 | Customer Dispute | Award / Judgment | $457,150.00 | $372,318.00 | See FINRA Report |
| Robert James Buschur | 1790873 | 1 | 09/10/1990 | Customer Dispute | Award / Judgment | $1,791.00 | $1,564.15 | See FINRA Report |
| Derek Morris | 1616953 | 39 | 08/30/1990 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Andrew Perryman | 1380475 | 3 | 05/25/1990 | Customer Dispute | Settled | $16,000.00 | $0.00 | See FINRA Report |
| John Richard Bickel | 1229797 | 2 | 05/05/1990 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| John Alexander Warren | 5699605 | 1 | 04/16/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leslie Boor Madden | 4020366 | 2 | 03/28/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |