Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Boyd Nicholson | 844436 | 1 | 10/16/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Marshall Mabee | 806198 | 4 | 09/27/1992 | Customer Dispute | Settled | $15,500.00 | $0.00 | See FINRA Report |
| Gordon Peter Knuth | 1300262 | 2 | 09/03/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Thomas Zink | 728005 | 3 | 09/01/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Ray Wobbe | 2620880 | 2 | 07/03/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| George William Scherzer | 834019 | 6 | 06/08/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Terrence Joseph Horan | 830101 | 1 | 05/22/1992 | Customer Dispute | Award / Judgment | $29,375.00 | $5,000.00 | See FINRA Report |
| Derek Morris | 1616953 | 39 | 04/27/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Michael Daft | 830201 | 6 | 01/03/1992 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Jay Dee Godfrey | 1573787 | 1 | 12/01/1991 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |