Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Derek Morris | 1616953 | 39 | 11/04/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Derek Morris | 1616953 | 39 | 07/30/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Wimbish Craddock | 2794064 | 1 | 07/19/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kathleen Patrice Leith | 2289183 | 2 | 03/16/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jay Aaron Goldstein | 1102329 | 2 | 02/17/1993 | Customer Dispute | Settled | $12,172.30 | $0.00 | See FINRA Report |
| John Marshall Mabee | 806198 | 4 | 02/02/1993 | Customer Dispute | Settled | $15,400.00 | $0.00 | See FINRA Report |
| James Andrew Perryman | 1380475 | 3 | 01/05/1993 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| James Andrew Perryman | 1380475 | 3 | 12/16/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Landrum Hazel Henderson | 242782 | 1 | 11/01/1992 | Customer Dispute | Settled | $210,000.00 | $0.00 | See FINRA Report |
| Leslie Boor Madden | 4020366 | 2 | 10/21/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |