Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Robert Francis Browne | 1922821 | 2 | 06/26/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Drew Barrett Armao | 1459351 | 3 | 04/24/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Harold Horton Tearse | 1140413 | 4 | 01/06/1995 | Customer Dispute | Settled | $67,000.00 | $0.00 | See FINRA Report |
Harold Horton Tearse | 1140413 | 4 | 01/05/1995 | Customer Dispute | Settled | $48,000.00 | $0.00 | See FINRA Report |
Jeffrey Michael Daft | 830201 | 6 | 06/09/1994 | Customer Dispute | Award / Judgment | $27,000.00 | $2,100.00 | See FINRA Report |
Michael Anthony Tama | 3018411 | 1 | 05/01/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Kathleen Patrice Leith | 2289183 | 2 | 03/28/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Stephen Lewis Grossman | 1089615 | 2 | 02/05/1994 | Customer Dispute | Award / Judgment | $1,468.00 | $1,256.00 | See FINRA Report |
Christian Thomas Clinton | 2301091 | 3 | 01/20/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Stephen Lewis Grossman | 1089615 | 2 | 12/14/1993 | Customer Dispute | Award / Judgment | $3,758.00 | $3,125.00 | See FINRA Report |