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FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.

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Displaying 491-500 out of 561 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert Francis Browne1922821206/26/1995Employment Separation After Allegations$0.00$0.00See FINRA Report
Drew Barrett Armao1459351304/24/1995Customer DisputeSettled$0.00$0.00See FINRA Report
Harold Horton Tearse1140413401/06/1995Customer DisputeSettled$67,000.00$0.00See FINRA Report
Harold Horton Tearse1140413401/05/1995Customer DisputeSettled$48,000.00$0.00See FINRA Report
Jeffrey Michael Daft830201606/09/1994Customer DisputeAward / Judgment$27,000.00$2,100.00See FINRA Report
Michael Anthony Tama3018411105/01/1994CriminalFinal Disposition$0.00$0.00See FINRA Report
Kathleen Patrice Leith2289183203/28/1994CriminalFinal Disposition$0.00$0.00See FINRA Report
Stephen Lewis Grossman1089615202/05/1994Customer DisputeAward / Judgment$1,468.00$1,256.00See FINRA Report
Christian Thomas Clinton2301091301/20/1994CriminalFinal Disposition$0.00$0.00See FINRA Report
Stephen Lewis Grossman1089615212/14/1993Customer DisputeAward / Judgment$3,758.00$3,125.00See FINRA Report

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