Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Xochitl Janeth Corona Russell | 7231111 | 1 | 06/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steve Hour Heng | 2263637 | 1 | 04/14/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Thomas Robinson | 4824605 | 1 | 04/03/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patricia Ann Sparks | 2408194 | 8 | 03/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Derek Morris | 1616953 | 39 | 02/04/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrei Livadariu | 3170143 | 1 | 11/27/2019 | Customer Dispute | Settled | $155,000.00 | $0.00 | See FINRA Report |
| Shelley Kaye Occhiuto | 1692567 | 1 | 10/24/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Amy M Teske | 6817264 | 1 | 08/19/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Edward Robert Taliaferro | 1690490 | 8 | 08/12/2019 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Angela Lynn Cave | 3172756 | 2 | 07/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |