Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Derek Morris | 1616953 | 39 | 11/06/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roger Lee Metz | 1186829 | 4 | 10/19/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Hamilton Allman | 2096482 | 4 | 09/14/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jon David Brausch | 1746081 | 1 | 08/14/1998 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Rudolf Alexander Fernandez | 1107499 | 1 | 08/07/1998 | Customer Dispute | Withdrawn | $24,500.00 | $0.00 | See FINRA Report |
| Stephen Robert Hatcher | 2344609 | 6 | 05/29/1998 | Customer Dispute | Settled | $29,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Gegen | 1383386 | 1 | 05/19/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Michael Shrader | 1562368 | 4 | 05/07/1998 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Bradley Raymond Lundquist | 2542512 | 4 | 03/03/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Michael Shrader | 1562368 | 4 | 01/07/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |