Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian John Donnelly | 2845011 | 1 | 02/24/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Anderson Coombe | 2120683 | 1 | 01/12/2022 | Customer Dispute | Award / Judgment | $0.00 | $2,625,170.00 | See FINRA Report |
| Amanda Marie Gall | 5154424 | 3 | 01/05/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Christopher Otto Hain | 4740566 | 1 | 01/05/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Robert Ogier | 2468381 | 1 | 07/23/2021 | Customer Dispute | Denied | $125,000.00 | $0.00 | See FINRA Report |
| Brett Hagan Corbin | 6290904 | 1 | 06/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patricia Ann Sparks | 2408194 | 8 | 06/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory M Porath | 7690610 | 1 | 05/18/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Lea Englert | 5851784 | 1 | 04/06/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patricia Ann Sparks | 2408194 | 8 | 02/25/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |