Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Michael Shrader | 1562368 | 4 | 06/18/2020 | Customer Dispute | Denied | $24,082.90 | $0.00 | See FINRA Report |
| Jason Paul Stubbings | 3265074 | 1 | 06/17/2020 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Xochitl Janeth Corona Russell | 7231111 | 1 | 06/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marybeth Cabell | 2943873 | 10 | 05/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marybeth Cabell | 2943873 | 10 | 04/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marybeth Cabell | 2943873 | 10 | 04/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steve Hour Heng | 2263637 | 1 | 04/14/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Thomas Robinson | 4824605 | 1 | 04/03/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patricia Ann Sparks | 2408194 | 5 | 03/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Derek Morris | 1616953 | 36 | 02/04/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |