Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patricia Ann Sparks | 2408194 | 5 | 06/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Lea Englert | 5851784 | 1 | 04/06/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patricia Ann Sparks | 2408194 | 5 | 02/25/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alfred John Hassinger | 1632409 | 1 | 11/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patricia Ann Sparks | 2408194 | 5 | 11/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Sass Creech | 4893160 | 1 | 10/19/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ross Marvin Scaggs | 1524779 | 4 | 10/14/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Patrick Johns | 6277151 | 2 | 10/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Patrick Johns | 6277151 | 2 | 10/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dwayne Wesley Powell | 4506137 | 1 | 09/14/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |