Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew J Ruplinger | 7388261 | 1 | 06/02/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alanna Maria Jacobson | 7008755 | 5 | 05/16/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Alanna Maria Jacobson | 7008755 | 5 | 05/16/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Alanna Maria Jacobson | 7008755 | 5 | 05/16/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Alanna Maria Jacobson | 7008755 | 5 | 05/16/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Alanna Maria Jacobson | 7008755 | 5 | 05/16/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Derek Morris | 1616953 | 39 | 03/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Derek Morris | 1616953 | 39 | 09/23/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kimberly Marie Erkonen | 2915855 | 1 | 08/01/2022 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Tonya Michelle Carros | 3088296 | 1 | 05/02/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |