Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gilbert Andrew Bachna | 2335152 | 1 | 08/30/2004 | Customer Dispute | Settled | $900,000.00 | $0.00 | See FINRA Report |
| Rick Charles Fuller | 2123947 | 1 | 08/11/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Thomas Zink | 728005 | 3 | 10/31/2003 | Customer Dispute | Settled | $30,247.00 | $0.00 | See FINRA Report |
| Neil Edward Grant | 2752299 | 1 | 09/08/2003 | Customer Dispute | Settled | $16,100.00 | $0.00 | See FINRA Report |
| Harold Horton Tearse | 1140413 | 4 | 08/07/2003 | Customer Dispute | Settled | $64,000.00 | $0.00 | See FINRA Report |
| Andrew Michael Hirsch | 1281454 | 1 | 06/16/2003 | Customer Dispute | Settled | $719,000.00 | $0.00 | See FINRA Report |
| Robert Alan Hisle | 1388093 | 7 | 03/18/2003 | Customer Dispute | Settled | $193,371.00 | $0.00 | See FINRA Report |
| Robert Alan Hisle | 1388093 | 7 | 03/04/2003 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| Robert Alan Hisle | 1388093 | 7 | 02/26/2003 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Robert Alan Hisle | 1388093 | 7 | 02/21/2003 | Customer Dispute | Settled | $53,000.00 | $0.00 | See FINRA Report |