Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert William Brann | 1202652 | 4 | 04/15/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas K Arbeznik | 2497946 | 1 | 04/10/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patrick C O'Connor | 1636852 | 1 | 04/10/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert William Brann | 1202652 | 4 | 03/31/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matt William Tucker | 2651335 | 1 | 02/25/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Dennis Young | 2913416 | 2 | 02/13/2008 | Customer Dispute | Settled | $4,784,290.00 | $0.00 | See FINRA Report |
| Perry Edward Atkins | 2034920 | 1 | 01/30/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Edwin Smith | 736121 | 1 | 08/21/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Eugene Anderson | 1243849 | 2 | 05/08/2006 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Robert Paul Jacobsen | 1050154 | 3 | 03/21/2005 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |