Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kimberly Ann Giannone | 2411708 | 3 | 10/09/2008 | Customer Dispute | Settled | $5,789.63 | $0.00 | See FINRA Report |
| Andrew Beecher Patterson | 2487127 | 1 | 09/30/2008 | Customer Dispute | Settled | $14,695.00 | $0.00 | See FINRA Report |
| Christian Eric Jensen | 1936672 | 1 | 09/02/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Hamilton Allman | 2096482 | 4 | 07/23/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kimberly Haws Falasco | 1537823 | 1 | 07/21/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Joseph Smith | 2774350 | 1 | 07/10/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kirk Wayne Diller | 2505360 | 1 | 05/22/2008 | Customer Dispute | Settled | $230,000.00 | $0.00 | See FINRA Report |
| Robert William Brann | 1202652 | 4 | 05/22/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Melissa Jo Sanchez | 2954641 | 1 | 05/19/2008 | Customer Dispute | Settled | $9,331.00 | $0.00 | See FINRA Report |
| Robert William Brann | 1202652 | 4 | 05/06/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |