Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Wayne Tooley | 3127850 | 2 | 09/18/2012 | Customer Dispute | Settled | $67,151.80 | $0.00 | See FINRA Report |
| Gualtiero Noto | 872693 | 2 | 07/02/2012 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Joseph William Kraft | 2364723 | 2 | 08/17/2011 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Debra Ann Grill | 2729758 | 1 | 06/22/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Matthew Grenier | 4238292 | 1 | 05/18/2011 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Aloysius Lambert Willett | 1048339 | 1 | 12/30/2010 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Derek Michael Greene | 2757786 | 4 | 07/28/2010 | Customer Dispute | Settled | $23,632.90 | $0.00 | See FINRA Report |
| Derek Michael Greene | 2757786 | 4 | 07/12/2010 | Customer Dispute | Settled | $57,512.30 | $0.00 | See FINRA Report |
| Bradley Raymond Lundquist | 2542512 | 4 | 05/17/2010 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Jennifer Suzanne Mills | 2479032 | 1 | 02/16/2010 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |