Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Michael Shrader | 1562368 | 4 | 01/24/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Dunn Gordinier | 2363965 | 1 | 01/08/2018 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Michael B Barnett | 5792242 | 4 | 11/22/2017 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Daniel J Kempker | 1399340 | 2 | 06/14/2017 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Kenneth James Meyers | 2011745 | 4 | 04/06/2017 | Customer Dispute | Settled | $850,000.00 | $0.00 | See FINRA Report |
| Stephen Bishop Provost | 1054670 | 1 | 03/06/2017 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Gary Lee Richards | 2224200 | 1 | 12/27/2016 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Richard Gregory Hart | 1231363 | 3 | 05/31/2016 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Milton Sanders Park | 1195524 | 1 | 04/07/2016 | Customer Dispute | Settled | $87,009.20 | $0.00 | See FINRA Report |
| James Gerard Meredith | 853602 | 2 | 12/18/2015 | Customer Dispute | Settled | $184,316.00 | $0.00 | See FINRA Report |