Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Tillinghast Barnefield | 1247602 | 2 | 08/07/2001 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Stewart James Parker | 2520354 | 1 | 05/17/2001 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| John Marshall Mabee | 806198 | 4 | 02/23/2001 | Customer Dispute | Settled | $53,000.00 | $0.00 | See FINRA Report |
| Craig Olson Nicholson | 1014798 | 3 | 01/10/2001 | Customer Dispute | Settled | $24,000.00 | $0.00 | See FINRA Report |
| Roger Lee Metz | 1186829 | 4 | 01/10/2001 | Customer Dispute | Settled | $24,000.00 | $0.00 | See FINRA Report |
| Loren Larry Law | 303876 | 3 | 08/11/2000 | Customer Dispute | Settled | $10,001.00 | $0.00 | See FINRA Report |
| Albert Hale Hooper | 2341604 | 2 | 04/10/2000 | Customer Dispute | Settled | $147,831.00 | $0.00 | See FINRA Report |
| Charles Michael Ankrim | 1369555 | 2 | 02/01/2000 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Fred Thompson McLaughlin | 1036947 | 1 | 12/05/1999 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Stephen Robert Hatcher | 2344609 | 6 | 09/22/1999 | Customer Dispute | Settled | $1,282.00 | $0.00 | See FINRA Report |