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FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.

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Displaying 91-100 out of 141 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert Alan Hisle1388093702/11/2003Customer DisputeSettled$90,000.00$0.00See FINRA Report
Bradford H Page4270122112/27/2002Customer DisputeSettled$13,624.70$0.00See FINRA Report
George William Scherzer834019610/31/2002Customer DisputeSettled$0.00$0.00See FINRA Report
Kenneth James Meyers2011745409/25/2002Customer DisputeSettled$17,387.00$0.00See FINRA Report
Drew Barrett Armao1459351309/24/2002Customer DisputeSettled$0.00$0.00See FINRA Report
Albert Hale Hooper2341604204/12/2002Customer DisputeSettled$16,000.00$0.00See FINRA Report
Alan Neal Wolf1011955204/10/2002Customer DisputeSettled$40,000.00$0.00See FINRA Report
Raymond Michael Ballantine1484373102/04/2002Customer DisputeSettled$80,000.00$0.00See FINRA Report
John Tillinghast Barnefield1247602208/14/2001Customer DisputeSettled$0.00$0.00See FINRA Report
Kenneth James Meyers2011745408/13/2001Customer DisputeSettled$300,000.00$0.00See FINRA Report

141 Results

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