Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Robert Alan Hisle | 1388093 | 7 | 02/11/2003 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
Bradford H Page | 4270122 | 1 | 12/27/2002 | Customer Dispute | Settled | $13,624.70 | $0.00 | See FINRA Report |
George William Scherzer | 834019 | 6 | 10/31/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Kenneth James Meyers | 2011745 | 4 | 09/25/2002 | Customer Dispute | Settled | $17,387.00 | $0.00 | See FINRA Report |
Drew Barrett Armao | 1459351 | 3 | 09/24/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Albert Hale Hooper | 2341604 | 2 | 04/12/2002 | Customer Dispute | Settled | $16,000.00 | $0.00 | See FINRA Report |
Alan Neal Wolf | 1011955 | 2 | 04/10/2002 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
Raymond Michael Ballantine | 1484373 | 1 | 02/04/2002 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
John Tillinghast Barnefield | 1247602 | 2 | 08/14/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Kenneth James Meyers | 2011745 | 4 | 08/13/2001 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |