Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
James Andrew Perryman | 1380475 | 3 | 12/16/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
William Boyd Nicholson | 844436 | 1 | 10/16/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Gordon Peter Knuth | 1300262 | 2 | 09/03/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
George William Scherzer | 834019 | 6 | 06/08/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
George William Scherzer | 834019 | 6 | 05/21/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
James Matthew Hodges | 810265 | 3 | 07/13/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
William Warren Barrow | 1342487 | 1 | 08/02/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Jeffrey Michael Daft | 830201 | 6 | 05/04/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
James Matthew Hodges | 810265 | 3 | 08/01/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
James Gerard Meredith | 853602 | 2 | 12/06/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |