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FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 31 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
James Andrew Perryman1380475312/16/1992RegulatoryFinal$0.00$0.00See FINRA Report
William Boyd Nicholson844436110/16/1992RegulatoryFinal$0.00$0.00See FINRA Report
Gordon Peter Knuth1300262209/03/1992RegulatoryFinal$0.00$0.00See FINRA Report
George William Scherzer834019606/08/1992RegulatoryFinal$0.00$0.00See FINRA Report
George William Scherzer834019605/21/1991RegulatoryFinal$0.00$0.00See FINRA Report
James Matthew Hodges810265307/13/1989RegulatoryFinal$0.00$0.00See FINRA Report
William Warren Barrow1342487108/02/1988RegulatoryFinal$0.00$0.00See FINRA Report
Jeffrey Michael Daft830201605/04/1987RegulatoryFinal$0.00$0.00See FINRA Report
James Matthew Hodges810265308/01/1984RegulatoryFinal$0.00$0.00See FINRA Report
James Gerard Meredith853602212/06/1982RegulatoryFinal$0.00$0.00See FINRA Report

31 Results

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