Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Edward Thornberry | 4421406 | 2 | 10/07/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Schwartz | 6674242 | 1 | 08/12/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Susan Grace Labant | 3229735 | 1 | 08/19/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Johnina Caudill Rose | 2126980 | 1 | 02/24/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Wayne Peters | 2978118 | 1 | 01/01/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joel Patrick Guinane | 5388688 | 1 | 06/16/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Samuel Porter | 5967239 | 1 | 02/16/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sumana Montri Sarkar | 5026873 | 1 | 12/02/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Alan Hisle | 1388093 | 7 | 03/28/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Reid Allen | 1014622 | 1 | 01/19/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |