Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Derek Morris | 1616953 | 39 | 02/13/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Derek Morris | 1616953 | 39 | 12/20/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Travis S Wiedmeyer | 6979825 | 6 | 12/10/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Derek Morris | 1616953 | 39 | 09/17/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Derek Morris | 1616953 | 39 | 05/14/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Latasha Marie Hortman | 6642247 | 4 | 04/09/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Latasha Marie Hortman | 6642247 | 4 | 08/01/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Derek Morris | 1616953 | 39 | 02/05/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Derek Morris | 1616953 | 39 | 09/09/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Derek Morris | 1616953 | 39 | 07/08/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |