Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lea Anna Gerschwiler | 5844166 | 1 | 09/28/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ross Marvin Scaggs | 1524779 | 4 | 07/31/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ross Marvin Scaggs | 1524779 | 4 | 07/31/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Thomas Hickey | 1440056 | 3 | 04/24/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Derek Morris | 1616953 | 39 | 02/23/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Derek Morris | 1616953 | 39 | 02/01/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tessa Anne Wood | 4224837 | 2 | 08/31/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Derek Morris | 1616953 | 39 | 10/02/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Derek Morris | 1616953 | 39 | 07/29/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Derek Morris | 1616953 | 39 | 07/08/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |